NOTE: This article first appeared in the Middle School Journal. See
the theme issue "The Power of Smallness in Urban Middle Grades Schooling,"
Middle School Journal, March 2001, for more perspectives on the effects
of school size.
School Size Matters in Interesting Ways
By Steven B. Mertens, Nancy Flowers, and Peter F. Mulhall
School size is one of the most confounding issues currently facing schools,
districts, and educators. Contrary to what administrators, teachers, and
parents may feel about the effectiveness of smaller schools, the national
trend has been to create larger schools, particularly middle and high schools.
Research has found that middle schools with larger enrollments (800 or
more students) increased dramatically over a five-year period from 1988
to 1993 (McEwin, Dickinson, & Jenkins, 1996). The benefits typically
cited for promoting larger schools include greater variety of curriculum
and programs, alternative student grouping strategies, and greater student
and teacher diversity. Unfortunately, research examining the effect of school
size on student learning is not as substantial as one would hope. While
there is no one definitive answer to the school size issue, there is evidence
supporting smaller schools, as well as a variety of strategies that educators
have adopted to transform a large school into smaller, more personalized
learning communities.
Recent studies addressing the issue of school size conclusively report that
"smaller is better." According to data collected from a 1991-1992
national study funded by the National Association of Secondary School Principals
(NASSP), the majority of middle level administrators surveyed thought that
400-799 students was the optimal size for a middle level school (Valentine,
Clark, Irvin, Keefe, & Melton, 1993). Recently, Sue Galletti, the former
director of middle level services for NASSP, summarized the cur-rent research
on school size. In her article, Galletti emphasized the need for smaller
middle level schools by citing research describing how small schools can
better support academic excellence, pro-mote more effective leadership,
and are more responsive to the needs and characteristics of young adolescents
(Galletti, 1999). Based on data collected for the recently published Turning
Points 2000, Jackson and Davis argued that no middle level school should
exceed 600 students (Jackson & Davis, 2000, p. 123).
This article will discuss the impact of school size on interdisciplinary
teaming and developmentally appropriate classroom practices, school climate,
and student outcomes. The data for this research comes from nearly 140 Michigan
middle grade schools that are part of the Michigan Middle Start Initiative,
funded by the W. K. Kellogg Foundation (see Lewis, 2000 for a brief description
of Middle Start). These schools all participated in the Center for Prevention
Research and Development's (CPRD) School Improvement Self-Study in 1998-1999.
The data were collected from over 2,400 teachers and nearly 30,000 students.
The findings that emerge from this analysis are not intended to serve as
recommendations for adopting a specific school size or grouping strategy.
They only serve to highlight the apparent effect of school size on a sample
of Michigan middle grade schools.
Michigan Middle Start study
In our analysis of Self-Study data from nearly 140 Michigan middle level
schools we found that schools varied widely in size (i.e., student enrollment)
from a low of 105 to a high of 1,606 with an average enrollment of 548 students.
Based on an analysis of school size distribution combined with an analysis
of team and classroom practices, school climate, and student outcomes (see
discussion below), CPRD divided the Michigan sample into three size categories:
-- schools with less than 500 students (n= 65 schools);
-- schools with 500-749 students (n=53 schools); and
-- schools with 750 or more students (n=21 schools).
In analyzing the effects of school size, we took note of several observations
regarding the demo-graphic characteristics of the Michigan schools. Given
the size and rural nature of Michigan, it was not surprising to find that
half (50%) of the schools are located in small town or rural areas with
the remaining half in small urban/suburban areas (13%), urban areas (15%),
suburban Detroit (13%), and urban Detroit (9%). Only three of the small
town/rural area schools had enrollments of over 750 students. Sixty percent
of the schools had less than 40% free and reduced-price lunch students.
The 21 schools with the largest student enrollments (750 or more) tend to
be located in suburban and urban areas, but with only four schools in Detroit.
The majority of the larger schools (67%) have less than 40% free or reduced-price
lunch students. The larger schools are predominantly suburban schools with
low percentages of free/reduced lunch students. Over a quarter (26%) of
the Michigan schools can be characterized as having less than 500 students,
being located in small town or rural areas, and having less than 40% free/reduced
price lunch students. We were also curious to find out if there was any
relationship between grade configuration and school size. Grade configurations
for these schools varied somewhat with the majority (58%) being middle schools
with 5-7, 5-8, or 6-8 configurations, 25% are traditional junior high schools
(7-8 or 7-9), and 17% contain other grade configurations (e.g., K-8, K-12,
4-8, 7-12).
Impact of school size on middle level practices
CPRD's Self-Study measured several different types of interdisciplinary
team and classroom practices, as well as parent contact and involvement,
advisory activities, and school and work climate. These developmentally
appropriate middle level practices have been identified by practitioners
and researchers as effective teaching and learning strategies for promoting
student success. Each practice, or scale, is based on a series of questions
from the teacher survey regarding how frequently certain team and classroom
instructional practices are occurring. Team and class-room practices include
the frequency of coordination and integration of subjects, authentic instruction,
student recognition, critical thinking skills, subject-specific enhancement
practices, coordination of student assignments and assessments, parent contact
and involvement, and contact with school resource staff (see Flowers, Mertens,
& Mulhall, 2000a and 2000b for further discussion).
In comparing the three categories of school size, teachers in schools with
enrollments of between 500-749 students generally reported the highest levels
of team and classroom practices, parent involvement, advisory activities,
and school climate. Teachers in schools with less than 500 students reported
slightly higher levels of practices compared to teachers in schools with
750 or more students. This is somewhat surprising because you might expect
smaller schools (less than 500 students) to have the highest level of practices,
given that "smaller is better." Two possible explanations for
the 500- 749 enrollment group having the highest practices are (a) more
of these schools are teaming, or (b) more of these schools are grade 5-8
or 6-8 schools and, therefore, more likely to have adopted middle school
practices. Teaming is not the explanation here since there are an equal
number of schools in each enrollment category that are teaming. However,
in terms of grade configurations, schools with less than 500 students have
fewer middle school configurations, more traditional junior high configurations,
and contain the majority of non-traditional types of grade configurations,
such as 4-8, 5- 12, and K-12. Thus it may be that, because of their grade
configuration, these schools cannot as easily adopt certain middle school
practices.
For purposes of comparison, we combined schools in the less than 500 category
with those in the 500- 749 category. When we compared this new category
(less than 750) to the 750 or more category we found similar results to
those above. Teachers in schools with less than 750 students reported higher
levels of interdisciplinary team and classroom practices as compared to
teachers in schools with 750 or more students. Similar to the previous analysis,
these teachers also reported more frequent advisory practices and more positive
school and classroom climate.
The combination of school size and grade configuration appears to have an
impact on middle school practices in these schools. Compared to other grade
configurations and enrollments, teachers in schools with middle school configurations
(5-8, 6-7, and 6-8) and with enrollments of less than 750 students reported
higher levels of team and classroom practices, advisory practices, and school
climate. As might be expected, teachers in schools with traditional junior
high school grade configurations reported some of the lowest levels of team
and classroom practices.
Interdisciplinary teaming and school size
As previously mentioned, a national sample of middle level principals believed
that smaller schools were optimal for teaching and learning. One way for
schools with larger student enrollments to create smaller, more personalized
learning environments is through interdisciplinary teaming. Typically, teaming
consists of a group of two to four teachers representing the core academic
subjects (i.e., language arts, reading, math, science, social studies) and
a group of students that spend the majority of the school day together.
In order for teachers on inter-disciplinary teams to work together to plan,
develop, coordinate, and implement curricula, they need regular time to
plan and work together as a group (i.e., common planning time). Unlike individual
planning time, common planning time enables teachers to meet together as
a team to plan, share, and discuss team, student, and curricular issues.
Schools engaged in teaming with high levels of common planning time have
higher levels of team and class-room practices and improved student achievement
scores (Flowers et al., 2000a; Mertens, Flowers, & Mulhall, 1998). There
are several key findings that emerge from reviewing the data on school size
and interdisciplinary teaming.
1. Schools engaged in teaming with high levels of common
planning time and with less than 750 students generally had the highest
average scores for team and classroom practices.
2. Schools with 750 or more students that were engaged in teaming
with high levels of common planning time generally had higher levels of
team and classroom practices as compared to other schools with 750 or more
students. The frequency of teaming practices in larger schools engaged
in teaming with high levels of common planning time were very similar to
teaming schools with less than 750 students. This suggests that when large
schools create small learning communities and provide their teachers with
high levels of common planning time, their levels of team and classroom
practices are comparable to smaller schools.
3. School size appears to have the most dramatic impact on teaming and
classroom practices in schools not engaged in any level of interdisciplinary
teaming. With few exceptions, the larger Michigan Middle Start schools
that were not engaged in any form of teaming had consistently lower frequencies
of team and classroom practices than their non-teaming counterparts with
smaller enrollments. In other words, regardless of size, schools engaged
in teaming with high levels of common planning time generally reported higher
levels of team and classroom practices.
Compared to schools with 750 or more students, we also found that teachers
in schools with less than 750 students reported a slightly more positive
school climate, more frequent contacts with parents, and higher levels
of advisory practices. These findings are even more pronounced for schools
engaged in teaming with high levels of common planning time.
Student outcomes
The Self-Study measures several student adjustment and behavior outcomes,
including self-esteem, depression, behavior problems, and academic efficacy
(i.e., if I try harder, I can succeed). When we examined the student adjustment
and behavior out-comes by school size we found that students in schools
with enrollments of between 500-749 students had slightly higher levels
of self-esteem and academic efficacy and lower levels of depression and
behavior problems.
The impact of teaming with high levels of common planning time was also
evident here, however, the differences were not as dramatic as we saw with
team and classroom practices. Students in schools engaged in some level
of teaming had consistently better adjustment and behavior outcomes than
those in non-teaming schools. Teaming also helps to alleviate the perception
that students, and even teachers, may have of an overwhelming and impersonal
large middle school. Students in schools with 750 or more students that
were also engaged in teaming had adjustment and behavior scores similar
to smaller teaming schools. Although large middle level schools cannot suddenly
transform themselves into smaller schools, they can create smaller teaching
and learning environments for their students through interdisciplinary teaming.
Unfortunately, an examination of student achievement data did not yield
much in the way of relevant findings related to school size. Public schools
in Michigan administer a standardized student achievement test called the
Michigan Educational Assessment Program (MEAP). Contrary to the research
findings already presented, Michigan Middle Start schools with 750 or more
students had slightly higher student achievement scores, as com- pared to
schools with less than 750 students. This, however, is not surprising if
we consider the socio-demographic characteristics of the schools with 750
or more students. Over two-thirds of the schools with 750 or more students
have less than 40% free/reduced lunch students. While found in all areas
of Michigan, they tend to be more concentrated in small urban/suburban areas.
Finally, nearly 90% have middle school configurations (i.e., 6-8 grades).
These schools that are scoring slightly higher on student achievement tests
are predominantly affluent, suburban, middle-grade schools. Given their
resources, it is not surprising to find that they would score well on achievement
tests. What is more interesting is the finding that schools with 500-749
students have higher achievement test scores than schools with less than
500 students.
CPRD's prior research on the Michigan Middle Start schools has shown the
positive impact that interdisciplinary teaming can have on student achievement
scores (Flowers, Mertens, & Mulhall, 1999). In order for teaming to
be effective, it needs to be school-wide (for all middle level grades) and
it needs to be accompanied by relatively high levels of common planning
time. In the Michigan Middle Start schools that were teaming in all middle
level grades and that had high levels of common planning time, students
had consistently higher student achievement scores, regardless of school
size.
Summary
The data presented here serve to illustrate that there is no simple answer
to the issue of school size. These data, however, highlight several interesting
aspects of school size. Schools that have less than 750 students, have a
middle school grade configuration, and are teaming with high levels of common
planning time have the highest levels of team and class-room practices,
parent contact and involvement, advisory activities, and a more positive
school climate. Furthermore, regardless of size, schools engaged in teaming
with high levels of common planning time generally have higher team and
class-room practices. Finally, schools with over 750 students that were
teaming with common planning time showed similar results as compared to
smaller teaming schools. The good news for smaller schools is that they
tend to have more frequent middle school practices, especially schools with
middle school grade configurations and those that are teaming with common
planning time. The good news for larger schools is that teaming with common
planning time can improve their practices in the same way as size does for
smaller schools. Teaming makes smaller schools better and larger schools
smaller.
References
Flowers, N., Mertens, S. B., & Mulhall, P. F. (1999). The impact of
teaming: five research-based outcomes. Middle School Journal, 31(2),
57-60.
Flowers, N., Mertens, S., & Mulhall, P. (2000a). What makes interdisciplinary
teams effective? Middle School Journal, 31(4), 53-56.
Flowers, N., Mertens, S., & Mulhall, P. (2000b). How teaming influences
classroom practices. Middle School Journal, 32(2), 52-59.
Galletti, S. E. (1999). Increasing the capacity and will to accelerate middle
level reform: An argument for small middle level schools. In R. Boniface
(Ed.), Collected papers from the OERI conference on adolescence: Designing
develop-mentally appropriate middle schools (pp. 133-171). Reston, VA:
National Association of Secondary School Principals.
Jackson, A. W., & Davis, G. A. (2000). Turning points 2000: Educating
adolescents in the 21st century. New York: Teachers College Press.
Lewis, A. C. (2000). A tale of two reform strategies. Phi Delta Kappan,
81(10), K6-K18.
McEwin, C. K., Dickinson, T. S., & Jenkins, D. M. (1996). America's
middle schools: Practices and progress-a 25 year perspective. Columbus,
OH: National Middle School Association.
Mertens, S., Flowers, N., & Mulhall, P. (1998). The Middle Start
Initiative, Phase I: A longitudinal analysis of Michigan middle-level schools.
Urbana, IL: University of Illinois.
Valentine, J., Clark, D., Irvin, J., Keefe, J., & Melton, G. (1993).
Leadership in middle level education: Volume I, A national survey of
middle level leaders and schools. Reston, VA: National Association of
Secondary School Principals.
-------------------------------------------------
Steven B. Mertens (mertens@uiuc.edu) is a senior research scientist, Nancy
Flowers nflowers@uiuc.edu) is the coordinator of research programs, and
Peter F. Mulhall (mulhall@uiuc.edu) is the director of the Center for Prevention
Research and Development at the University of Illinois, Champaign.
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